Check the background of your financial professional on FINRA's Broker Check. Registered Representatives in the Simplifynance program offer securities through Cetera Advisor Networks (CAN) or Cetera Advisors LLC (CA) both registered broker-dealers, member FINRA, SIPC. Advisory services are offered through Cetera Advisor Networks or Cetera Advisors LLC, both SEC Registered Investment Advisers. CAN and CA are under separate ownership from other named entities.
Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation(commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.
This site is published for residents of the United States only. Registered Representatives of Cetera Advisors LLC may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every representative listed. For additional information please contact the contact the representative(s) listed on the site, visit the Cetera Advisor Networks site at WWW.CETERA.COM/CETERA-ADVISOR-NETWORKS/CLEINTS, or visit the Cetera Advisors LLC site at www.ceteraadvisors.com.